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Argentina: The National Securities Commission has implemented the Registry of Virtual Asset Service Providers

In brief On 25 March 2024, the National Securities Commission (CNV) issued General Resolution No. 994/2024 (“Resolution“), which regulates the Registry of Virtual Asset Service Providers (“Registry“) in line with…

Executive Order on artificial intelligence includes actions impacting consumer financial service providers

On October 29, the Biden Administration issued a broad Executive Order (Order) on artificial intelligence (AI). Titled “Executive Order on the Safe, Secure, and Trustworthy Development and Use of Artificial…

Regulator suspends, revokes licences of 170 health service providers

Ontario’s financial services regulator has suspended or revoked the licences of 170 health service providers (HSPs) who failed to comply with their annual business reporting obligations. A total of 118…

AFSL exemptions for foreign financial services providers

In a highly anticipated announcement, Treasury has released its consultation on Australian financial services licence (AFSL) exemptions for foreign financial services providers (FFSPs). The consultation proposes replacing the previous exemptions…

Examining Emerging Risks from Technology and Financial Service Providers

By Jason Harrell, Managing Director, Operational and Technology Risk and Head of External Engagement, DTCC The financial services industry is increasingly leveraging new technology to improve the delivery of existing…